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Bohn Carl Vergari

Sanctuary Securities, Inc.

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About Bohn Carl Vergari

Bohn Carl Vergari is a financial advisor who has been in the industry since April 4, 1999. Currently, Bohn is registered with Sanctuary Securities, Inc. and has been with the firm since July 14, 2021. Prior to joining Sanctuary Securities, Inc., Bohn has worked for firms such as Brownstone Investment Group, LLC, Knight Capital Americas, L.P., Knight Libertas LLC, Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, and Morgan Stanley DW Inc.. Bohn holds Series 63, Series 24, Series 53, Series 52TO, SIE, and Series 7 licenses.

Firm Information

Bohn Vergari is currently registered with Sanctuary Securities, Inc.. Sanctuary Securities, Inc. is a corporation formed on March 7, 1978, and is registered in all 50 states, as well as Puerto Rico and the District of Columbia. The firm has a history of regulatory events, with 19 disclosures related to such events, and has been involved in 9 arbitrations and 1 bond disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

64

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Bohn Vergari’s Registration & Firm History

IN

07/14/2021 - Present

Sanctuary Securities, Inc. (INDIANAPOLIS IN)

NC

05/17/2012 - 07/15/2021

BROWNSTONE INVESTMENT GROUP, LLC (DURHAM NC)

CT

01/03/2011 - 04/27/2012

KNIGHT CAPITAL AMERICAS, L.P. (GREENWICH CT)

CT

11/12/2009 - 01/03/2011

KNIGHT LIBERTAS LLC (GREENWICH CT)

NY

06/01/2009 - 12/08/2009

MORGAN STANLEY SMITH BARNEY (PURCHASE NY)

NY

04/02/2007 - 06/01/2009

MORGAN STANLEY & CO. INCORPORATED (PURCHASE NY)

NY

03/17/1999 - 04/02/2007

MORGAN STANLEY DW INC. (PURCHASE NY)

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Licenses & Designations

BC

Issued 11/14/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/02/2014

Series 24 - General Securities Principal Examination

BC

Issued 09/08/2006

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/16/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Bohn Carl Vergari.
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