Unclaimed
Bogumila Riggio is a financial professional with over 20 years of experience in the financial services industry. Currently, Bogumila is a registered representative with Fidelity Brokerage Services LLC. Bogumila has held previous positions with National Financial Services LLC and Fidelity Investments Institutional Services Company, Inc. Bogumila holds Series 7, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
06/18/2012 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
TX
01/31/2011 - 06/05/2012
NATIONAL FINANCIAL SERVICES LLC (WESTLAKE TX)
TX
01/01/2008 - 01/03/2011
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
TX
01/07/2008 - 01/01/2008
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (WESTLAKE TX)
TX
01/15/2003 - 11/20/2007
NATIONAL FINANCIAL SERVICES LLC (WESTLAKE TX)
RI
02/07/2001 - 12/31/2002
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BC
Issued 02/20/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/06/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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