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Bodo Heinrich Borgards

SG Americas Securities, LLC

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About Bodo Heinrich Borgards

Bodo Heinrich Borgards is a financial professional with over 10 years of experience in the industry. Bodo has a broad range of experience, having worked at both JCRA Financial LLC and SG Americas Securities, LLC. Bodo currently works at SG Americas Securities, LLC. Bodo has passed the Series 63, Series 7, Series 24, Series 79, and SIE exams. Bodo is registered in all 50 states and the District of Columbia.

Firm Information

Bodo Borgards is currently registered with SG Americas Securities, LLC. SG Americas Securities, LLC is a Limited Liability Company formed on August 8, 2003. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have a history of regulatory events, including 109 disclosures, as well as a criminal disclosure and an arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

557

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Bodo Borgards’s Registration & Firm History

NY

06/23/2016 - Present

SG Americas Securities, LLC (NEW YORK NY)

PA

01/05/2015 - 06/24/2016

JCRA FINANCIAL LLC (KENNETT SQUARE PA)

NY

11/03/2010 - 04/11/2012

SG AMERICAS SECURITIES, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/29/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/10/2024

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/05/2015

Series 7 - General Securities Representative Examination

BC

Issued 11/02/2010

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Bodo Heinrich Borgards.
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