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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bobby? Claim Your ProfileBobby Lewis Moss is an investment advisor representative registered with LPL Financial LLC since December 2010. Bobby has been in the securities industry since November 1993. Prior to joining LPL Financial LLC, Bobby was with WELLS FARGO ADVISORS, LLC, EDWARD JONES, MID-ATLANTIC SECURITIES, INC., and ROYAL ALLIANCE ASSOCIATES, INC.. Bobby is registered in 21 states and holds Series 6, 7, 10, 63 and 65 licenses. Bobby provides portfolio management services to high-net-worth individuals, corporations, and individuals other than high-net-worth. Bobby's investment advisory services include financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for businesses and individuals. Bobby is also registered as an Investment Advisor Representative with LPL Financial LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NC
03/31/2021 - Present
LPL Financial LLC (ROCKY MOUNT NC)
NC
10/12/2001 - 12/16/2010
WELLS FARGO ADVISORS, LLC (ROCKY MOUNT NC)
MO
10/07/1997 - 10/10/2001
EDWARD JONES (ST. LOUIS MO)
NC
04/10/1995 - 10/10/1997
MID-ATLANTIC SECURITIES, INC. (RALEIGH NC)
AZ
11/22/1993 - 04/10/1995
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
IA
Issued 06/09/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/19/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/22/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/08/1995
Series 7 - General Securities Representative Examination
BC
Issued 11/19/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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