Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bobby? Claim Your ProfileBobby Slate is an experienced financial professional with over 20 years of experience in the industry. Bobby is currently registered with TIAA-CREF Individual & Institutional Services, LLC and has been with the firm since July 2023. Prior to joining TIAA-CREF, Bobby worked with several other firms including Equitable Advisors, LLC, Raymond James Financial Services, Inc., and BancWest Investment Services, Inc. Bobby has a wide range of experience and holds various licenses and certifications. Bobby Slate provides a variety of services to individual clients and businesses, including financial planning and portfolio management. Bobby is committed to providing their clients with the highest level of service and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
HI
10/27/2023 - Present
Tiaa-Cref Individual & Institutional Services, LLC (Honolulu HI)
HI
12/18/2017 - 12/24/2020
EQUITABLE ADVISORS, LLC (HONOLULU HI)
HI
05/03/2017 - 12/19/2017
RAYMOND JAMES FINANCIAL SERVICES, INC. (HONOLULU HI)
HI
03/29/2016 - 05/02/2017
BANCWEST INVESTMENT SERVICES, INC. (HONOLULU HI)
HI
02/04/2014 - 03/31/2016
LINCOLN FINANCIAL SECURITIES CORPORATION (KANEOHE HI)
HI
12/06/2001 - 02/14/2014
LPL FINANCIAL LLC (KANEOHE HI)
MO
08/19/1998 - 12/08/2001
EDWARD JONES (ST. LOUIS MO)
NY
05/27/1998 - 09/28/1998
MONY SECURITIES CORP. (NEW YORK NY)
BOTH
Issued 10/18/2023
Series 66 - Uniform Combined State Law Examination
IA
Issued 06/03/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/05/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/15/2022
Series 24 - General Securities Principal Examination
BC
Issued 12/15/2022
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/15/2022
Series 7TO - General Securities Representative Examination
BC
Issued 12/15/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/15/2022
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1998
Series 7 - General Securities Representative Examination
BC
Issued 05/05/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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