Unclaimed
Bobby Grant is a licensed securities professional with extensive experience in the financial services industry. Bobby has held previous roles with Cowen and Company, UBS Securities LLC, and Morgan Stanley & Co., Incorporated, demonstrating a broad understanding of the market. Bobby is currently registered with Bofa Securities, Inc., providing clients with a range of financial services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
CA
10/31/2022 - Present
Bofa Securities, Inc. (SAN FRANCISCO CA)
CA
10/10/2012 - 05/24/2013
COWEN AND COMPANY (SAN FRANCISCO CA)
NY
09/28/2006 - 05/15/2007
UBS SECURITIES LLC (NEW YORK NY)
NY
05/16/2003 - 10/07/2004
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
BC
Issued 11/12/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/29/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/08/2022
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/2012
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 05/14/2003
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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