Unclaimed
Bobby Gene Plump is a financial advisor registered with Cetera Investment Advisers LLC. Bobby Plump has been in the financial services industry since April 5, 1986, and has experience with a variety of firms including VOYA FINANCIAL ADVISORS, INC., LOCUST STREET SECURITIES, INC., CAPITAL ANALYSTS, INCORPORATED, and FIDELITY EQUITY SERVICES CORPORATION. Bobby Plump is currently registered in Indiana and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IN
06/29/2023 - Present
Cetera Investment Advisers LLC (Indianapolis IN)
IN
01/01/2004 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (Indianapolis IN)
IA
10/26/1998 - 01/01/2004
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
OH
04/20/1995 - 10/22/1998
CAPITAL ANALYSTS, INCORPORATED (CINCINNATI OH)
NA
04/03/1986 - 04/20/1995
FIDELITY EQUITY SERVICES CORPORATION
BC
Issued 11/22/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 8/2/1990
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/18/1990
Series 7 - General Securities Representative Examination
BC
Issued 11/19/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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