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Bobby Eugene Carroll

Pruco Securities, LLC

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About Bobby Eugene Carroll

Bobby Eugene Carroll is a financial professional with over 20 years of experience in the financial services industry. Bobby Eugene Carroll is registered with Pruco Securities, LLC and has a Series 66, Series 7 and SIE license. Bobby Eugene Carroll is also registered with the states of Florida, Georgia, Kansas, New York, North Carolina, Pennsylvania, South Carolina, Tennessee and Virginia. Bobby Eugene Carroll specializes in retirement planning, college savings, and estate planning. Bobby Eugene Carroll is committed to providing personalized financial advice to help clients reach their financial goals. Bobby Eugene Carroll is a member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC).

Firm Information

Bobby Carroll is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Bobby Carroll’s Registration & Firm History

NC

05/07/2002 - Present

Pruco Securities, LLC (CHARLOTTE NC)

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Licenses & Designations

BOTH

Issued 03/14/2002

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/20/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Bobby Eugene Carroll.
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