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Bobby Allen Gaston

Transamerica Financial Advisors, Inc.

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About Bobby Allen Gaston

Bobby Gaston is a financial advisor with Transamerica Financial Advisors, Inc. Bobby has been working in the financial services industry since 2002. Bobby is registered with the Financial Industry Regulatory Authority (FINRA) and has offices in Plano, Texas. Bobby is licensed to offer investment advisory services in Alabama, Arkansas, California, Florida, Georgia, Kentucky, Maryland, Michigan, Mississippi, New Jersey, North Carolina, Oregon, Pennsylvania, South Carolina, Texas, and Utah.

Firm Information

Bobby Gaston is currently registered with Transamerica Financial Advisors, Inc.. Transamerica Financial Advisors, Inc. is a registered investment advisor with over 1,100 investment advisor representatives, managing $1 billion to $10 billion in client assets. The firm offers a range of services, including portfolio management for individuals, selection of other advisors, and wrap fee program participation. It has been in business since 1984 and is headquartered in St. Petersburg, FL. The firm serves a diverse clientele, including individuals, high-net-worth individuals, pension plans, corporations, charitable organizations, and other institutions.
Transamerica Financial Advisors, Inc.

570 CARILLON PARKWAY

ST PETERSBURG, FL 33716-1202

$1.62B

Assets Under Management

Not reported

Total Clients

2,487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Bobby Gaston’s Registration & Firm History

TX

04/08/2015 - Present

Transamerica Financial Advisors, Inc. (PLANO TX)

FL

01/28/2002 - 12/31/2003

EMPIRE FINANCIAL GROUP, INC. (LONGWOOD FL)

CO

06/05/2001 - 12/31/2001

UNITED SECURITIES ALLIANCE, INC. (GREENWOOD VILLAGE CO)

GA

07/07/1995 - 05/16/2001

WMA SECURITIES, INC. (DULUTH GA)

GA

05/06/1993 - 12/31/1994

PFS INVESTMENTS INC. (DULUTH GA)

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Licenses & Designations

BC

Issued 05/12/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/26/2000

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/07/2015

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Bobby Allen Gaston. Review regulatory record here.
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