Unclaimed
Bobak Droodiani is a licensed securities professional with a strong track record in the financial services industry. With experience at Needham & Company, LLC, Bobak has a comprehensive understanding of investment banking and securities markets. Holding multiple professional licenses, including Series 7, Series 79, and Series 63, Bobak demonstrates a commitment to delivering high-quality services to clients. Bobak is currently a registered representative with Needham & Company, LLC, working to provide clients with personalized financial advice and investment guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Securities research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Pursuant to csa agreements
1
2
CA
10/14/2019 - Present
Needham & Company, LLC (SAN FRANCISCO CA)
CA
09/11/2017 - 08/06/2018
NEEDHAM & COMPANY, LLC (SAN FRANCISCO CA)
BC
Issued 12/15/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/06/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/2017
Series 7 - General Securities Representative Examination
BC
Issued 09/11/2017
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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