Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bob? Claim Your ProfileBob Simin Yan is a financial advisor currently registered with Moelis & Co. LLC in California. With over six years of experience in the industry, Bob has held previous roles at BOFA SECURITIES, INC., ING FINANCIAL MARKETS LLC, DUFF & PHELPS SECURITIES LLC, and SAGEPOINT FINANCIAL, INC. Bob holds Series 7TO, SIE, Series 79, and Series 6 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
06/05/2024 - Present
Moelis & Co. LLC (LOS ANGELES CA)
CA
07/20/2022 - 05/17/2024
BOFA SECURITIES, INC. (LOS ANGELES CA)
NY
10/03/2019 - 06/11/2021
ING FINANCIAL MARKETS LLC (NEW YORK NY)
CA
06/20/2017 - 09/27/2019
DUFF & PHELPS SECURITIES LLC (LOS ANGELES CA)
CA
11/22/2012 - 03/25/2013
SAGEPOINT FINANCIAL, INC. (SOUTH PASADENA CA)
BC
Issued 07/10/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/26/2024
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/2017
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 11/21/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Bob Yan is the right advisor for you? Invested Better is here to help.
