Unclaimed
Bob Hodges is a financial advisor with over 30 years of experience in the industry. Bob is currently registered with Kovack Advisors, Inc. and is also an insurance agent. Bob is licensed in multiple states and has a strong understanding of the investment industry. Prior to Kovack Advisors, Inc., Bob was employed by Capital Guardian, LLC and Moors & Cabot, Inc. Bob specializes in providing financial planning and investment management services to individuals, corporations, and businesses. Bob's other business includes Hodges Wealth Management, LLC where he is the owner. Bob is a dedicated financial professional who is committed to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
05/06/2020 - Present
Kovack Advisors, Inc. (FT. LAUDERDALE FL)
FL
10/01/2010 - 06/08/2017
CAPITAL GUARDIAN, LLC (NAPLES FL)
FL
07/15/2005 - 10/13/2010
MOORS & CABOT, INC. (NAPLES FL)
FL
05/07/2004 - 08/29/2005
INTERNATIONAL ASSETS ADVISORY, LLC (ORLANDO FL)
PA
11/01/1999 - 06/03/2004
JANNEY MONTGOMERY SCOTT LLC (PHILADELPHIA PA)
NJ
09/04/1998 - 12/08/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
CA
05/01/1998 - 09/09/1998
WM FINANCIAL SERVICES, INC. (IRVINE CA)
CA
02/17/1994 - 05/01/1998
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
MA
12/14/1992 - 02/09/1994
BROWN & COMPANY SECURITIES CORPORATION (BOSTON MA)
FL
04/09/1991 - 06/29/1992
DELTA FIRST FINANCIAL, INC. (ALTAMONTE SPRINGS FL)
NA
02/20/1991 - 03/14/1991
J. W. GANT & ASSOCIATES, INC.
NY
01/10/1991 - 02/05/1991
VENTURE TRADING, INC. (NEW YORK NY)
IA
Issued 02/17/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/24/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/19/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/16/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/02/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 01/09/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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