Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bob? Claim Your ProfileBob Austrian is a financial advisor registered with J.p. Morgan Securities LLC. Bob has been in the industry since 1999 and has passed several industry exams including Series 63, 66, 7 and SIE. Bob has held previous positions with Neuberger Berman BD LLC, BANC OF AMERICA SECURITIES LLC, MONTGOMERY SECURITIES, MORGAN STANLEY & CO., INCORPORATED, and NEUBERGER & BERMAN. Bob has experience providing financial planning and portfolio management services to individuals, corporations and other businesses. Bob Austrian is currently registered in 53 states and 2 other jurisdictions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
04/30/2024 - Present
J.p. Morgan Securities LLC (San Francisco CA)
CA
01/26/2012 - 04/16/2024
NEUBERGER BERMAN BD LLC (SAN FRANCISCO CA)
NY
10/01/1997 - 12/02/2003
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
CA
08/12/1996 - 10/01/1997
MONTGOMERY SECURITIES (SAN FRANCISCO CA)
NY
07/08/1994 - 02/29/1996
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
04/25/1986 - 07/31/1989
NEUBERGER & BERMAN (NEW YORK NY)
BOTH
Issued 03/02/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/12/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/20/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/25/2012
Series 7 - General Securities Representative Examination
BC
Issued 11/30/1987
Series 3 - National Commodity Futures Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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