Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Blase? Claim Your ProfileBlase Joseph Sparma is a financial advisor with Stifel, Nicolaus & Company, Inc. Blase has been in the financial industry since December 12, 2000. Blase has passed the Series 66, Series 10, Series 9, SIE and Series 7 exams. Blase is registered in 41 states and the District of Columbia. Blase also has experience with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Blase has a current branch office location at Stifel, Nicolaus & Company, Inc. in VENICE, FL.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
06/26/2020 - Present
Stifel, Nicolaus & Company, Inc. (VENICE FL)
FL
12/13/2000 - 06/29/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (VENICE FL)
BOTH
Issued 02/13/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/15/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/20/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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