Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Blas? Claim Your ProfileBlas Catalani is a financial advisor with over 20 years of experience in the financial industry. Blas is registered with Wells Fargo Clearing Services, LLC and has held previous positions at Hilltop Securities Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS Financial Services Inc., Prudential Securities Incorporated, and Rauscher Pierce Refsnes, Inc. Blas is a registered representative in 12 states and holds several industry certifications including the Series 3, 7, 9, 10, 63, and 65 exams. He is currently licensed to provide investment advice to both individuals and businesses. Blas specializes in financial planning, portfolio management, and investment consulting. He is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
10/10/2022 - Present
Wells Fargo Clearing Services, LLC (SAN ANTONIO TX)
TX
04/20/2006 - 10/17/2022
HILLTOP SECURITIES INC. (San Antonio TX)
TX
03/21/2005 - 04/20/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN ANTONIO TX)
NJ
08/10/2001 - 04/15/2005
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
01/31/1995 - 08/31/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
TX
10/27/1993 - 01/27/1995
RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)
NA
09/26/1978 - 11/12/1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
04/16/1974 - 09/26/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
IA
Issued 08/11/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/01/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/28/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/1999
Series 3 - National Commodity Futures Examination
BC
Issued 11/29/1993
Series 7 - General Securities Representative Examination
BC
Issued 04/10/1974
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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