Unclaimed
Blake Thomas Ozuna is a registered representative with Northwestern Mutual Investment Services, LLC. Blake is licensed in Arizona, California, Maryland, Missouri, New Mexico, New York, North Carolina, North Dakota, Ohio, Washington and Wisconsin. Blake has been in the industry since 2018. Northwestern Mutual Investment Services, LLC is a firm based in Milwaukee, Wisconsin and has 2181 licensed agents, 2341 investment advisor representatives and 2399 registered representatives.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
WA
09/27/2018 - Present
Northwestern Mutual Investment Services, LLC (SEATTLE WA)
BC
Issued 11/21/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/27/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/27/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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