Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Blake? Claim Your ProfileBlake Epstein is an investment professional with over 20 years of experience in the financial services industry. Blake has a proven track record of success in providing investment advice and portfolio management services to a wide range of clients, including high-net-worth individuals, families, corporations, and institutional investors. Blake is currently a registered representative with RBC Capital Markets, LLC. Blake is also a registered investment advisor representative in Pennsylvania and Texas. Prior to joining RBC Capital Markets, Blake worked at Morgan Stanley. Blake holds the Series 3, 7, 9, 10, 31, 63, and 65 licenses. Blake is also a member of the Financial Industry Regulatory Authority (FINRA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
02/15/2019 - Present
RBC Capital Markets, LLC (Philadelphia PA)
PA
06/01/2009 - 02/19/2019
MORGAN STANLEY (PHILADELPHIA PA)
PA
09/05/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (PHILADELPHIA PA)
PA
04/02/2007 - 09/09/2008
MORGAN STANLEY & CO. INCORPORATED (PHILADELPHIA PA)
PA
05/06/2002 - 04/02/2007
MORGAN STANLEY DW INC. (PHILADELPHIA PA)
NY
07/29/1998 - 04/25/2002
SANDS BROTHERS & CO., LTD. (NEW YORK NY)
IA
Issued 09/19/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/28/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/09/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 07/28/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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