Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Blake? Claim Your ProfileBlake Welpton is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Blake has been a registered representative for over 20 years and is active in both the Broker-Dealer and Investment Advisor space. Blake has a strong track record of providing financial advice to individuals, families, and businesses. Blake specializes in retirement planning, investment management, and estate planning. Blake is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
04/30/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (OAKLAND CA)
CA
05/06/2003 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (OAKLAND CA)
NY
02/05/2003 - 05/12/2003
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
CA
03/15/2001 - 02/05/2003
CAL FED INVESTMENTS (SACRAMENTO CA)
NY
10/19/1999 - 02/26/2001
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 11/17/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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