Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Blake? Claim Your ProfileBlake Elliott Smith is a financial advisor with over 35 years of experience in the industry. Blake is currently registered with LPL Financial LLC in Creve Coeur, Missouri. Blake has held previous positions with Waddell & Reed, Ameriprise Financial Services, Inc., Securities America, Inc., UBS Financial Services Inc., Kidder, Peabody & Co. Incorporated and Goldman, Sachs & Co.. Blake is a CERTIFIED FINANCIAL PLANNER™ professional and holds the following FINRA licenses: Series 3, Series 5, Series 7, Series 15 and the SIE exam. Blake is also licensed in Missouri and Texas to provide investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
07/21/2021 - Present
LPL Financial LLC (CREVE COEUR MO)
MO
09/02/2016 - 07/21/2021
WADDELL & REED (CREVE COEUR MO)
MO
04/29/2009 - 09/08/2016
AMERIPRISE FINANCIAL SERVICES, INC. (CHESTERFIELD MO)
MO
09/18/2009 - 07/19/2011
SECURITIES AMERICA, INC. (CHESTERFIELD MO)
MO
01/28/1995 - 05/13/2009
UBS FINANCIAL SERVICES INC. (ST. LOUIS MO)
NY
04/12/1988 - 01/28/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NA
12/17/1985 - 04/07/1988
GOLDMAN, SACHS & CO.
IA
Issued 01/31/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/14/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/27/1986
Series 3 - National Commodity Futures Examination
BC
Issued 03/07/1986
Series 15 - Foreign Currency Options Examination
BC
Issued 02/25/1986
Series 5 - Interest Rate Options Examination
BC
Issued 12/14/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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