Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Blake? Claim Your ProfileBlake Austin Soto is a registered representative of Stifel, Nicolaus & Company, Inc. Blake has been in the securities industry since June 11, 2021. Blake is licensed in 48 states. Blake is a licensed investment advisor representative in California and Texas. Prior to joining Stifel, Nicolaus & Company, Inc., Blake was employed by Sprott Global Resource Investments Ltd. in Carlsbad, CA. Blake's office location is in Carlsbad, CA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
05/02/2024 - Present
Stifel, Nicolaus & Company, Inc. (CARLSBAD CA)
CA
06/10/2021 - 04/29/2024
SPROTT GLOBAL RESOURCE INVESTMENTS LTD (CARLSBAD CA)
BOTH
Issued 01/31/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/29/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/10/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/31/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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