Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Blake? Claim Your ProfileBlake Arthur Pollock is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Blake has been in the industry since 1993. Blake holds the Series 3, 7, 10, 63, 65, and SIE licenses. Blake has experience working with a variety of clients including individuals, businesses, high-net-worth individuals, and pension and profit-sharing plans. Blake also has experience providing advisory services such as portfolio management, pension consulting, educational seminars, selection of other advisors, and performance measurement reports. Blake has been registered with UBS Financial Services Inc., BANC of America Investment Services, Inc., Wachovia Securities, LLC, and Prudential Securities Incorporated in the past.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
11/17/2015 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (FARMINGTON HILLS MI)
MI
06/23/2008 - 06/24/2015
UBS FINANCIAL SERVICES INC. (TROY MI)
IL
10/14/2005 - 06/23/2008
BANC OF AMERICA INVESTMENT SERVICES, INC. (CHICAGO IL)
MO
07/01/2003 - 10/11/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
05/24/1993 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 03/01/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/27/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/29/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/29/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/2008
Series 3 - National Commodity Futures Examination
BC
Issued 05/22/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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