Unclaimed
Blaise Stephen Brunda is a financial advisor with Houlihan Lokey Capital, Inc. based in Los Angeles, California. Blaise has been in the financial industry since 2013. Blaise is registered with the Financial Industry Regulatory Authority (FINRA). Blaise holds several securities licenses including Series 3, 7, 9, 10, 31, and 66. Blaise also holds the Securities Industry Essentials (SIE) exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
01/12/2017 - Present
Houlihan Lokey Capital, Inc. (LOS ANGELES CA)
CA
08/09/2012 - 02/09/2016
MORGAN STANLEY (SAN DIEGO CA)
BOTH
Issued 08/28/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/04/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/17/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/2013
Series 3 - National Commodity Futures Examination
BC
Issued 03/07/2013
Series 31 - Futures Managed Funds Examination
BC
Issued 08/08/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Blaise Brunda is the right advisor for you? Invested Better is here to help.