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Blaise Stephen Brunda

Houlihan Lokey Capital, Inc.

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About Blaise Stephen Brunda

Blaise Stephen Brunda is a financial advisor with Houlihan Lokey Capital, Inc. based in Los Angeles, California. Blaise has been in the financial industry since 2013. Blaise is registered with the Financial Industry Regulatory Authority (FINRA). Blaise holds several securities licenses including Series 3, 7, 9, 10, 31, and 66. Blaise also holds the Securities Industry Essentials (SIE) exam.

Firm Information

Blaise Brunda is currently registered with Houlihan Lokey Capital, Inc.. Houlihan Lokey Capital, Inc. is a Corporation formed on January 9, 1996, and is registered in all 50 states and the District of Columbia. The firm has been approved for registration with the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

651

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Blaise Brunda’s Registration & Firm History

CA

01/12/2017 - Present

Houlihan Lokey Capital, Inc. (LOS ANGELES CA)

CA

08/09/2012 - 02/09/2016

MORGAN STANLEY (SAN DIEGO CA)

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Licenses & Designations

BOTH

Issued 08/28/2012

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/04/2012

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/17/2012

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/29/2013

Series 3 - National Commodity Futures Examination

BC

Issued 03/07/2013

Series 31 - Futures Managed Funds Examination

BC

Issued 08/08/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Blaise Stephen Brunda. Review regulatory record here.
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