Unclaimed
Blair Thompson Cornell is a financial advisor with over 20 years of experience in the financial services industry. Blair currently works at UBS Financial Services Inc. and has been with the firm since August of 2000. Blair is registered to provide investment advice in Ohio, Oklahoma, and Texas. Blair is also licensed in 35 states to sell securities. Blair holds Series 7, 31, 63 and 65 licenses and the Securities Industry Essentials Examination (SIE). Blair holds a Series 63 and 65 license in Ohio and a Series 63 and 65 license in Oklahoma. Blair has a passion for helping people achieve their financial goals and is committed to providing personalized service to each client.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
OH
11/21/2005 - Present
UBS Financial Services Inc. (Miamisburg OH)
IA
Issued 2/13/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/17/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/28/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 8/23/2002
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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