Unclaimed
Blaine Stockfleth is a financial advisor with over 23 years of experience in the industry. Blaine is currently registered with Charles Schwab & Co., Inc. and TD Ameritrade Clearing, Inc. Blaine has held previous positions with TD AMERITRADE, INC., SCOTTRADE, INC., and AMERITRADE, INC. Blaine holds licenses for Series 4, 7, 24, 55, 57TO, and 63 and the SIE. Blaine is based in Omaha, NE and is licensed to provide investment advice in Nebraska.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
NE
11/18/2022 - Present
Charles Schwab & CO., Inc. (Omaha NE)
NE
04/22/2006 - 07/29/2024
TD AMERITRADE, INC. (OMAHA NE)
MO
09/18/2017 - 02/26/2018
SCOTTRADE, INC. (ST. LOUIS MO)
NE
01/02/2002 - 04/22/2006
AMERITRADE, INC. (BELLEVUE NE)
NJ
09/11/2002 - 10/25/2002
DATEK ONLINE FINANCIAL SERVICES LLC (JERSEY CITY NJ)
NE
03/19/1999 - 12/31/2001
AMERITRADE (BELLEVUE NE)
BC
Issued 03/22/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/15/2007
Series 4 - Registered Options Principal Examination
BC
Issued 08/30/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/05/2012
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/18/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe EDGX Exchange, Inc.
F
FINRA
M
MEMX LLC
N
Nasdaq Stock Market
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