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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Blaine? Claim Your ProfileBlaine Douglas is a financial advisor who has been in the industry since December 2002. He is currently registered with LPL Financial LLC in Texas. Blaine has previously worked for Merrill Lynch, Pierce, Fenner & Smith Incorporated and Morgan Stanley DW Inc. Blaine has passed a variety of exams including Series 65, Series 63, Series 24, Series 31, and Series 7. Blaine specializes in providing investment advice and financial planning services to a wide range of clients, including individuals, families, businesses, and retirement plans. Blaine offers a variety of services, including financial planning, investment management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
04/06/2009 - Present
LPL Financial LLC (FRIENDSWOOD TX)
TX
10/29/2004 - 04/07/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HOUSTON TX)
NY
12/12/2002 - 11/02/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 01/31/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/25/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/10/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 12/11/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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