Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Blaine? Claim Your ProfileBlaine Dunn is a financial advisor with over 16 years of experience in the financial services industry. Blaine is currently registered with THE Ayco Company, LP and has been associated with this firm since January 2021. Blaine has previously held positions with Mercer Allied Company, L.P., Goldman, Sachs & Co., Bonwick Capital Partners, LLC, Cantor Fitzgerald & Co., Collins Stewart LLC., and Goldman, Sachs & Co. Blaine holds multiple professional licenses including Series 3, Series 4, Series 7, Series 55, and Series 63.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
01/31/2022 - Present
THE Ayco Company, LP (COHOES NY)
NY
07/22/2015 - 01/04/2021
MERCER ALLIED COMPANY, L.P. (COHOES NY)
NY
07/30/2014 - 08/24/2015
GOLDMAN, SACHS & CO. (LATHAM NY)
NY
04/01/2013 - 07/29/2014
BONWICK CAPITAL PARTNERS, LLC (NEW YORK NY)
NY
01/03/2011 - 09/11/2012
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
02/09/2009 - 11/17/2010
COLLINS STEWART LLC. (NEW YORK NY)
NY
02/13/2006 - 12/31/2008
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 02/23/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/22/2013
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 12/28/2020
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/10/2006
Series 7 - General Securities Representative Examination
Active
Inactive
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BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
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FINRA
I
Investors' Exchange LLC
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Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
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MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
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NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
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Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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