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Blaine Lloyd Heath

Fidelity Brokerage Services LLC

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About Blaine Lloyd Heath

Blaine Lloyd Heath is a financial professional with over 20 years of experience in the industry. Blaine is currently registered with Fidelity Brokerage Services LLC and has been working with the firm since November 2000. Blaine is licensed to offer securities in all 50 states, District of Columbia, and Puerto Rico. Blaine holds multiple securities licenses including Series 63, 7, 9, 10, and 66. Blaine is also a registered representative with FINRA.

Firm Information

Blaine Heath is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Blaine Heath’s Registration & Firm History

KY

11/09/2000 - Present

Fidelity Brokerage Services LLC (COVINGTON KY)

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Licenses & Designations

BOTH

Issued 11/13/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/27/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/22/2015

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 09/10/2015

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/08/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Blaine Lloyd Heath.
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