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Bjorn E Borg

Icapital Markets LLC

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About Bjorn E Borg

Bjorn Borg is a financial advisor with over 11 years of experience in the industry. Bjorn is currently registered with Icapital Markets LLC in New York, NY and has previously worked with Simon Markets LLC, The Leaders Group, Inc., Jackson National Life Distributors LLC, BBVA Securities Inc., and BBVA Compass Investment Solutions, Inc. Bjorn holds the Series 6, 7, 63, and 65 licenses, as well as the SIE exam. Bjorn specializes in helping clients achieve their financial goals and has a strong track record of success.

Firm Information

Bjorn Borg is currently registered with Icapital Markets LLC. Icapital Markets LLC is a Limited Liability Company that was formed on August 13, 2001. The company is registered in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Icapital Markets LLC is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

219

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Bjorn Borg’s Registration & Firm History

NY

11/30/2023 - Present

Icapital Markets LLC (NEW YORK NY)

NY

03/09/2022 - 11/30/2023

SIMON MARKETS LLC (NEW YORK NY)

CO

06/28/2018 - 03/11/2022

THE LEADERS GROUP, INC. (LITTLETON CO)

CO

06/13/2013 - 06/08/2018

JACKSON NATIONAL LIFE DISTRIBUTORS LLC (DENVER CO)

AL

05/16/2013 - 06/05/2013

BBVA SECURITIES INC. (HOOVER AL)

AL

01/27/2012 - 05/16/2013

BBVA COMPASS INVESTMENT SOLUTIONS, INC (HOOVER AL)

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Licenses & Designations

IA

Issued 07/06/2013

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/16/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/14/2013

Series 7 - General Securities Representative Examination

BC

Issued 01/26/2012

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Bjorn E Borg.
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