Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bishal? Claim Your ProfileBishal Ghosh is a financial professional with experience in the securities industry. Bishal has held positions at Piper Sandler & Co. and Wells Fargo Securities, LLC. Bishal currently works at Scotia Capital (usa) Inc. Bishal is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 63, Series 79TO, Series 87 and SIE licenses. Bishal is registered to provide securities-related services in 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
08/14/2024 - Present
Scotia Capital (usa) Inc. (San Francisco CA)
CA
04/30/2024 - 08/13/2024
PIPER SANDLER & CO. (SAN FRANCISCO CA)
NY
07/03/2023 - 09/26/2023
WELLS FARGO SECURITIES, LLC (New York NY)
BC
Issued 11/26/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/29/2024
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 07/01/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/21/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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