Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bimal? Claim Your ProfileBimal Kumar Gupta is an active financial advisor with Ameriprise Financial Services, LLC, located in Summit, NJ. Bimal has been in the industry since 2013 and has a broad range of experience, offering financial planning, portfolio management, and other investment services to clients. Bimal has a strong track record of success, and is committed to providing his clients with personalized financial advice and guidance. He is registered with the Financial Industry Regulatory Authority (FINRA) and holds multiple licenses and certifications.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
01/21/2022 - Present
Ameriprise Financial Services, LLC (Summit NJ)
NJ
12/18/2014 - 12/31/2020
AVANTAX INVESTMENT SERVICES, INC. (Parsippany NJ)
CA
04/18/2013 - 10/31/2014
QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)
NJ
11/20/2012 - 03/25/2013
NATIONAL SECURITIES CORPORATION (ISELIN NJ)
NJ
08/22/2011 - 09/05/2012
H.D. VEST INVESTMENT SERVICES (PARSIPPANY NJ)
BC
Issued 08/20/2011
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/15/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/2011
Series 7 - General Securities Representative Examination
BC
Issued 08/20/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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