Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Billy? Claim Your ProfileBilly Nick Carter is a financial advisor who is registered with the Securities and Exchange Commission (SEC). Billy has been in the securities industry for over 12 years. Billy is currently employed at Cumberland Securities LLC. Prior to joining Cumberland Securities LLC, Billy was employed at DRW Securities, L.L.C. and RGM Securities, LLC. Billy has passed the Series 7, Series 63, Series 57TO, and SIE exams. Billy is a highly experienced financial advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
05/03/2024 - Present
Cumberland Securities LLC (CHICAGO IL)
TX
10/05/2017 - 05/03/2024
DRW SECURITIES, L.L.C. (AUSTIN TX)
TX
06/13/2012 - 09/29/2017
RGM SECURITIES, LLC (AUSTIN TX)
TX
06/09/2011 - 06/12/2012
BLINKBOX, LTD. (AUSTIN TX)
BC
Issued 06/07/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/25/2011
Series 7 - General Securities Representative Examination
Active
Inactive
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