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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Billy? Claim Your ProfileBilly Dodson is an investment advisor representative at Stifel, Nicolaus & Company, Inc. Billy Dodson has 20 years of experience in the financial services industry. Billy Dodson is registered with FINRA, and the state of Texas. Billy Dodson also has a Series 7, 63, 62, 65, 52, and 79 license. Billy Dodson provides a variety of advisory services, including financial planning, pension consulting, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
12/16/2020 - Present
Stifel, Nicolaus & Company, Inc. (NEW BRAUNFELS TX)
CA
01/02/2014 - 03/16/2018
B. C. ZIEGLER AND COMPANY (Yorba Linda CA)
CA
03/02/2011 - 10/04/2013
MINISTRY PARTNERS SECURITIES, LLC (BREA CA)
CA
01/02/2000 - 05/15/2006
CALIFORNIA PLAN OF CHURCH FINANCE, INC. (FRESNO CA)
NA
11/16/1990 - 10/02/1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
11/21/1989 - 11/21/1990
EPPLER, GUERIN & TURNER, INC.
IA
Issued 07/05/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/10/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/18/2013
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/06/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/12/2011
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 11/16/2010
Series 7 - General Securities Representative Examination
BC
Issued 12/28/1999
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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