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Billy Marlow

Wells Fargo Securities, LLC

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About Billy Marlow

Billy Marlow is a financial professional with Wells Fargo Securities, LLC. Billy holds the Series 99TO and SIE licenses. Billy has been in the industry since August 2020 and has worked for Wells Fargo Securities, LLC since then.

Firm Information

Billy Marlow is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Billy Marlow’s Registration & Firm History

NC

08/28/2020 - Present

Wells Fargo Securities, LLC (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 08/28/2020

Series 99TO - Operations Professional Examination

BC

Issued 08/14/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Billy Marlow. Review regulatory record here.
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