Unclaimed
Billy Judge Willis is a financial professional with over 20 years of experience in the securities industry. Billy Willis has a broad range of experience and is currently registered with Fidelity Brokerage Services LLC. Billy Willis is also licensed as a General Securities Principal and holds the Series 63, Series 7 and SIE licenses. Previously, Billy Willis was registered with ALLY INVEST SECURITIES LLC, E*TRADE SECURITIES LLC, E*TRADE CLEARING LLC, and BANC OF AMERICA INVESTMENT SERVICES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
RI
03/03/2022 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
NC
01/21/2021 - 11/16/2021
ALLY INVEST SECURITIES LLC (Charlotte NC)
GA
06/04/2010 - 05/29/2020
E*TRADE SECURITIES LLC (ALPHARETTA GA)
NJ
09/25/2012 - 06/14/2013
E*TRADE CLEARING LLC (JERSEY CITY NJ)
NC
06/27/2000 - 01/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (CHARLOTTE NC)
BC
Issued 09/14/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/06/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/26/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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