Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Billy? Claim Your ProfileBilly Edward Oswald is a financial advisor registered with Citigroup Global Markets Inc. in Los Angeles, California. Billy has been in the industry since 2001 and has experience with several firms, including Deutsche Bank Securities Inc. and Citigroup Global Markets Inc. Billy is licensed to sell securities in California and holds Series 6, 7, and 63 licenses. Billy also holds the SIE license. Billy has been with Citigroup Global Markets Inc. since 2014. Citigroup Global Markets Inc. manages more than $50 billion in assets for individual and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
05/27/2014 - Present
Citigroup Global Markets Inc. (LOS ANGELES CA)
CA
08/20/2008 - 05/21/2014
DEUTSCHE BANK SECURITIES INC. (LOS ANGELES CA)
CA
05/29/2007 - 08/14/2008
CITIGROUP GLOBAL MARKETS INC. (LOS ANGELES CA)
CA
08/20/2001 - 05/29/2007
CITICORP INVESTMENT SERVICES (LOS ANGELES CA)
BC
Issued 12/20/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/28/2008
Series 7 - General Securities Representative Examination
BC
Issued 08/17/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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