Unclaimed
Bill Huffines is a financial professional with over 30 years of experience in the industry. He has a strong background in securities and investments, holding licenses and registrations with the Securities and Exchange Commission (SEC) and several state regulatory agencies. Bill is currently associated with Principal Securities, Inc., a leading financial services company. Prior to joining Principal, Bill worked with various firms, including W. S. Griffith & Co., Inc., Home Life Insurance Company and Sentra Securities Corporation. Bill's areas of expertise include a range of financial services, including portfolio management, financial planning, and educational seminars. He works with individuals, corporations, and other entities, providing customized financial solutions to meet their unique needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
TN
04/25/1994 - Present
Principal Securities, Inc. (BRENTWOOD TN)
CT
02/23/1989 - 04/27/1994
W. S. GRIFFITH & CO., INC. (HARTFORD CT)
NA
02/23/1989 - 10/19/1992
HOME LIFE INSURANCE COMPANY
NA
08/23/1988 - 02/25/1989
SENTRA SECURITIES CORPORATION
BC
Issued 09/02/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/29/1993
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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