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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bill? Claim Your ProfileBill Jian-ting Liau is a registered investment advisor representative with Transglobal Advisory, LLC. Bill has been in the industry since 2013 and is licensed in California. Bill provides financial planning and portfolio management services to individuals, businesses, and pooled investment vehicles. Bill holds a Series 7, 24, 27, 63, 65, 66, 87, 99TO, and SIE licenses. Bill has worked with Globalink Securities, Inc and GriffinesT Asia Securities, LLC. Bill also works as an independent insurance agent for Transglobal Holding Company and is the CEO of AI Mortgage Lending.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Cash management and estate planning
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
CA
08/20/2019 - Present
Transglobal Advisory, LLC (MONROVIA CA)
CA
08/19/2015 - 01/24/2018
GRIFFINEST ASIA SECURITIES, LLC (PASADENA CA)
CA
09/24/2009 - 11/07/2013
GLOBALINK SECURITIES, INC. (PASADENA CA)
BC
Issued 08/23/2019
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 08/20/2019
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 08/24/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/26/2016
Series 27 - Financial and Operations Principal Examination
BC
Issued 07/26/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/24/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/2016
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 09/22/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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