Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bill? Claim Your ProfileBill Houghton is a financial advisor with over 38 years of experience in the industry. Bill is currently registered with Wells Fargo Advisors Financial Network, LLC, and has been a part of the Wells Fargo network since 2009. Prior to that, Bill worked for firms such as Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Bill has a broad range of experience and holds licenses including Series 3, Series 7, and Series 66. Bill is a respected advisor and has a strong track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
02/10/2023 - Present
Wells Fargo Advisors Financial Network, LLC (ROSS CA)
CA
01/09/2009 - 02/10/2023
WELLS FARGO CLEARING SERVICES, LLC (WALNUT CREEK CA)
CA
04/02/2007 - 01/12/2009
MORGAN STANLEY & CO. INCORPORATED (WALNUT CREEK CA)
CA
01/07/2000 - 04/02/2007
MORGAN STANLEY DW INC. (DANVILLE CA)
NY
07/07/1992 - 02/01/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
04/28/1988 - 07/06/1992
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
04/11/1988 - 05/05/1988
SHEARSON LEHMAN HUTTON INC.
NA
10/04/1984 - 04/11/1988
E. F. HUTTON & COMPANY INC
BOTH
Issued 03/01/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/05/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/1986
Series 3 - National Commodity Futures Examination
BC
Issued 08/18/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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