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Bill Douglas Cunningham

Northwestern Mutual Investment Services, LLC

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About Bill Douglas Cunningham

Bill Douglas Cunningham is a registered representative with Northwestern Mutual Investment Services, LLC. Bill has been in the financial services industry since September 8, 1984. Bill is licensed in 17 states and has worked with Northwestern Mutual Investment Services, LLC since September 21, 1984. Bill has previously worked with ROBERT W. BAIRD & CO. INCORPORATED and FRANKLIN FINANCIAL SERVICES CORPORATION. Bill has passed several industry exams including Series 6, 7, 8, 63, 66, and SIE.

Firm Information

Bill Cunningham is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Bill Cunningham’s Registration & Firm History

LA

09/21/1984 - Present

Northwestern Mutual Investment Services, LLC (SHREVEPORT LA)

WI

11/22/1988 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

NA

07/16/1984 - 07/27/1984

FRANKLIN FINANCIAL SERVICES CORPORATION

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Licenses & Designations

BOTH

Issued 11/21/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/14/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/04/1991

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/06/2006

Series 7 - General Securities Representative Examination

BC

Issued 07/13/1984

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Bill Douglas Cunningham.
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