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Bijal N Modi

Charles Schwab & CO., Inc.

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About Bijal N Modi

Bijal Modi is a financial professional with over 17 years of experience in the industry. Bijal currently works for Charles Schwab & Co., Inc. and is registered in all 50 states as well as Puerto Rico and the Virgin Islands. Bijal has passed numerous securities licensing exams including the Series 3, 7, 63, and 65 as well as the SIE exam. Previously Bijal worked for TD Ameritrade, Inc., Charles Schwab & Co., Inc., Feltl & Company, and Advanced Equities, Inc. Bijal specializes in providing financial planning, portfolio management, and investment advice to clients of all types.

Firm Information

Bijal Modi is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Bijal Modi’s Registration & Firm History

CO

05/10/2024 - Present

Charles Schwab & CO., Inc. (Lone Tree CO)

IL

05/01/2014 - 05/10/2024

TD AMERITRADE, INC. (CHICAGO IL)

IL

01/27/2023 - 08/25/2023

CHARLES SCHWAB & CO., INC. (Chicago IL)

IL

02/11/2013 - 04/14/2014

FELTL & COMPANY (CHICAGO IL)

IL

08/08/2006 - 11/19/2012

ADVANCED EQUITIES, INC. (CHICAGO IL)

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Licenses & Designations

IA

Issued 01/03/2011

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/16/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/15/2014

Series 3 - National Commodity Futures Examination

BC

Issued 08/07/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Bijal N Modi.
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