Unclaimed
Bien Ngo is a financial professional with over 7 years of experience in the financial services industry. Bien is currently registered with Icapital Markets LLC as a General Securities Representative. Prior to joining Icapital Markets LLC, Bien worked at Simon Markets LLC and Goldman Sachs & Co. LLC. Bien holds Series 63, SIE, and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/08/2023 - Present
Icapital Markets LLC (NEW YORK NY)
NY
09/28/2018 - 12/01/2023
SIMON MARKETS LLC (New York NY)
NY
08/03/2016 - 01/04/2019
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
BC
Issued 02/05/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/02/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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