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Bhumi V Shukla

National Financial Services LLC

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About Bhumi V Shukla

Bhumi V Shukla is a financial professional with experience in the securities industry. Bhumi holds the Series 7 and SIE licenses. Bhumi's most recent role was with National Financial Services LLC. Prior to that Bhumi was a registered representative with Fidelity Brokerage Services LLC and Oppenheimer & Co. Inc.

Firm Information

Bhumi Shukla is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Bhumi Shukla’s Registration & Firm History

RI

05/23/2019 - Present

National Financial Services LLC (SMITHFIELD RI)

RI

03/21/2019 - 04/10/2019

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

RI

06/06/2018 - 08/31/2018

OPPENHEIMER & CO. INC. (PROVIDENCE RI)

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Licenses & Designations

BC

Issued 08/31/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/06/2018

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Bhumi V Shukla.
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