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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bhawan? Claim Your ProfileBhawan Deep is a financial advisor with Wells Fargo Clearing Services, LLC. Bhawan Deep has over 15 years of experience in the financial services industry. Bhawan Deep is registered to provide investment advice in 15 states and holds the Series 7, Series 66, and SIE licenses. Bhawan Deep has a Certified Financial Planner designation. Bhawan Deep specializes in providing financial planning and investment management services to individuals, corporations, and businesses. Bhawan Deep also has experience in pension consulting and selection of other advisors. Bhawan Deep is committed to providing clients with personalized financial advice that meets their individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
07/15/2020 - Present
Wells Fargo Clearing Services, LLC (TRACY CA)
CA
10/01/2012 - 10/10/2012
J.P. MORGAN SECURITIES LLC (MODESTO CA)
CA
09/08/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (MODESTO CA)
CA
05/25/2007 - 09/20/2010
WELLS FARGO INVESTMENTS, LLC (STOCKTON CA)
BOTH
Issued 06/06/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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