Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bhavya? Claim Your ProfileBhavya Gupta is a financial advisor with Umergence LLC, based in Plantsville, CT. Bhavya has been in the financial services industry since August 12, 2019, and has a strong track record of success. Bhavya holds the Series 7, Series 63, and SIE licenses, demonstrating a comprehensive understanding of securities regulations and investment products. Bhavya is currently registered with FINRA and the state of New Jersey, and has previously held registrations with the state of New York. Bhavya has experience working with INTE Securities LLC and IIFL Capital Inc., showcasing a diverse professional background.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
01/22/2023 - Present
Umergence LLC (PLANTSVILLE CT)
FL
06/04/2019 - 02/20/2021
INTE SECURITIES LLC (BOCA RATON FL)
NY
07/26/2017 - 04/16/2019
IIFL CAPITAL INC. (NEW YORK NY)
BC
Issued 08/08/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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