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Bhavika Bharatkumar Parikh

Mizuho Securities USA LLC

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About Bhavika Bharatkumar Parikh

Bhavika Bharatkumar Parikh is a registered representative with Mizuho Securities USA LLC. Bhavika has been in the securities industry since July 3, 2014. Bhavika holds a Series 63, Series 24, Series 79, and SIE licenses. Bhavika was previously registered with RBC CAPITAL MARKETS, LLC and HSBC SECURITIES (USA) INC.

Firm Information

Bhavika Parikh is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Bhavika Parikh’s Registration & Firm History

TX

03/16/2020 - Present

Mizuho Securities USA LLC (HOUSTON TX)

TX

08/05/2015 - 02/01/2020

RBC CAPITAL MARKETS, LLC (HOUSTON TX)

NY

05/07/2014 - 07/21/2015

HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)

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Licenses & Designations

BC

Issued 10/29/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/19/2022

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/06/2014

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Bhavika Bharatkumar Parikh.
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