Unclaimed
Bhavika Bharatkumar Parikh is a registered representative with Mizuho Securities USA LLC. Bhavika has been in the securities industry since July 3, 2014. Bhavika holds a Series 63, Series 24, Series 79, and SIE licenses. Bhavika was previously registered with RBC CAPITAL MARKETS, LLC and HSBC SECURITIES (USA) INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
03/16/2020 - Present
Mizuho Securities USA LLC (HOUSTON TX)
TX
08/05/2015 - 02/01/2020
RBC CAPITAL MARKETS, LLC (HOUSTON TX)
NY
05/07/2014 - 07/21/2015
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
BC
Issued 10/29/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/19/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/06/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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