Unclaimed
Bharti Bhargava is a registered investment advisor representative at Neuberger Berman BD LLC. Bharti has been in the financial industry since 2013 and has a strong background in economics and asset management. Bharti has worked for various firms like Macquarie Asset Management, Oxford Economics, and Continuum Economics. Bharti is licensed to conduct securities business in New York and New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
08/30/2024 - Present
Neuberger Berman BD LLC (NEW YORK NY)
BOTH
Issued 08/27/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/07/2024
Series 7TO - General Securities Representative Examination
BC
Issued 04/28/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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