Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bharminder? Claim Your ProfileBharminder Singh is a financial advisor currently working with Seaport Global Securities LLC. Bharminder has been in the financial services industry since 2008 and has worked with Merrill Lynch, Pierce, Fenner & Smith Incorporated and BANC OF AMERICA SECURITIES LLC in the past. Bharminder has a Series 7, Series 55, Series 63, SIE, and Series 57TO license. Bharminder is registered in 51 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
04/02/2015 - Present
Seaport Global Securities LLC (Costa Mesa CA)
NY
06/30/2009 - 01/02/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
10/10/2007 - 11/01/2010
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
BC
Issued 11/07/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/2007
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/09/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Bharminder Singh is the right advisor for you? Invested Better is here to help.
