Unclaimed
Bharat Parikh is a registered representative of Northwestern Mutual Investment Services, LLC. Bharat has been in the financial services industry since November 22, 1990. Bharat is registered with FINRA as a Registered Representative, as well as with the following states: Arkansas, California, Florida, Georgia, Illinois, New Jersey, New York, North Carolina, Oregon, Pennsylvania, South Carolina, Texas, and Virginia. Bharat also holds the following licenses: Series 6, Series 63, and SIE. Bharat also earns commissions from insurance companies not affiliated with Northwestern Mutual for sales of non-variable life, health, annuity and/or disability income insurance products.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
TX
06/10/2008 - Present
Northwestern Mutual Investment Services, LLC (FORT WORTH TX)
WI
03/08/1991 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BC
Issued 01/08/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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