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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bhadresh? Claim Your ProfileBhadresh Shah is a financial advisor at UBS Financial Services Inc. with 36 years of experience in the industry. Bhadresh Shah is registered to provide investment advisory services in California, New York, and Texas. Bhadresh Shah is also registered to provide brokerage services in 41 states and the District of Columbia. Bhadresh Shah has worked at UBS Financial Services Inc. since September 2012. Prior to that, Bhadresh Shah worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and PRUCO SECURITIES CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
12/05/2024 - Present
UBS Financial Services Inc. (PASADENA CA)
CA
03/15/1988 - 10/01/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PASADENA CA)
NA
03/27/1987 - 04/07/1988
PRUCO SECURITIES CORPORATION
IA
Issued 01/08/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/24/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/20/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/05/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/22/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 02/20/1988
Series 7 - General Securities Representative Examination
BC
Issued 03/26/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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