Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Beverly? Claim Your ProfileBeverly Ann Surratt is a financial advisor with over 30 years of experience in the industry. Beverly has worked with Wells Fargo Clearing Services, LLC since 2011, and prior to that, worked with firms like Citigroup Global Markets Inc., Smith Barney Inc., Lehman Brothers Inc., Bateman Eichler, Hill Richards, Incorporated, and Boettcher & Company, Inc. Beverly holds multiple licenses including Series 7, 9, 10, 63, and 66. Beverly is registered with the state of Texas as an Investment Advisor Representative (IAR). Beverly specializes in portfolio management for individuals and businesses, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
04/19/2011 - Present
Wells Fargo Clearing Services, LLC (DALLAS TX)
CA
02/12/1999 - 02/24/2009
CITIGROUP GLOBAL MARKETS INC. (SAN JOSE CA)
NY
07/31/1993 - 03/27/1997
SMITH BARNEY INC. (NEW YORK NY)
NY
07/19/1990 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
09/08/1989 - 07/06/1990
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
NA
11/21/1986 - 03/02/1989
BOETTCHER & COMPANY, INC.
BOTH
Issued 09/11/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/10/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/11/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/24/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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